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Senior Regulatory Quality Assurance Specialist

Your role 

Do you have an interest in audit / risk and control / data analytic area? Do you know how to work well within a team to develop and deliver solutions? We’re looking for someone like that to:

  • perform an internal-audit type of review on pre-defined controls that have direct and significant impact on transaction reporting
  • perform completeness, accuracy and timeliness (CAT) testing across asset classes / jurisdictions
  • document investigations and findings from the above processes in a professional and concise manner
  • check that material issues and reputation concerns are escalated appropriately in accordance to the internal escalation policy
  • innovate and execute on process improvements in the quality assurance area to enhance productivity and efficiency
  • stay up-to-date on regulatory requirements and trends

Your team 

You will be working in the Transaction Reporting Quality Assurance team in Kraków Business Park in Zabierzów. Our aim is to support the regional management to ensure that UBS is executing transaction reporting responsibilities in a sustainable and high-quality manner that meets the expectations of regulators. You will be working with the broader Quality Assurance Teams based in London, US and APAC and also with various partners across the firm, such as Integrated Middle Office, Regulatory Reporting Teams, Data Management, Change, IT and Compliance. Your role will be to ensure that transaction reporting regulations across various jurisdictions are understood and adhered to.

Your experience and skills 


You have:

  • a university degree, preferably in Finance / Economics / Business Management
  • ability to multi-task and good problem solving skills
  • ability to develop and implement business-wide initiatives
  • strong coordination capabilities to build and maintain working relationships within the department and with key stakeholders
  • strong interpersonal skills and natural ability to speak up and challenge in a constructive way
  • Fluent English, both written and spoken
  • financial industry experience would be an asset

You are:

  • team-oriented, while able to complete tasks independently
  • inquisitive with analytical and risk-aware mind-set
  • a great communicator
  • preferably equipped with knowledge of investment bank products, trade life cycle, and trade booking models


What we offer

Together. That’s how we do things. We offer talented people around the world a supportive, stimulating and diverse working environment. We’ll value your passion and commitment. And reward your performance.

Take the next step

Are you truly collaborative? Succeeding at UBS means respecting, understanding and trusting colleagues and clients. Challenging others and being challenged in return. Being passionate about what you do. Driving yourself forward, always wanting to do things the right way. Does that sound like you? Then you have the right stuff to join us. Apply now.