A leading global financial services institution is seeking an experienced Compliance professional to support and oversee its High Net Worth (HNW) business. Reporting within the Second Line of Defense (2LoD), this role will be responsible for establishing and enhancing the compliance framework across the HNW segment, covering Anti-Money Laundering (AML), Financial Crime Compliance, Sales & Distribution Compliance, Conduct Risk, Regulatory Advisory, and Cross-Border Business activities.

The successful candidate will act as a trusted advisor to senior business leaders, providing oversight and challenge while enabling sustainable business growth in a highly regulated environment.

1. Establish and implement compliance framework for the global HNW business, providing 2nd Line oversight across AML/CFT, conduct risk, sales and regulatory compliance
2. Oversee FCC/AML issue in HNW case including Source of Wealth (SoW), Source of Funds (SoF), Enhanced Due Diligence (EDD)
3. Provide compliance advisory on HNW products, business activities/initiatives, compliance issues under complex HNW/UHNW client structures

1. 10+ compliance experience within financial services with HNW/UHNW-focused financial services businesses
2. Hands on exposure of FCC, AML/CFT, sanctions, SoW/SoF reviews, EDD
3. Deep understanding of HNW/UHNW client structures
4. ACAMS preferred
5. Sales compliance exposure is plus
6. Able to influence business leaders and regulators in a fast-paced environment.