Für Recruiter

Head of Legal and Compliance

Eton Clarke
Frankfurt am Main, Deutschland
Gepostet vor 5 Tagen Permanent Competitive
D
Gepostet von
Daniel Nikpou
Recruiter
Eton Clarke has been mandated by a leading investment bank to find a Head of Legal and Compliance, to be based out of Frankfurt. The ideal candidate will have previous experience in a senior legal and compliance role within the capital markets space, experienced in Anti Money Laundering and be a native German speaker.

Key Responsibilities: 

  • Act as Head of Compliance at DCMD including staff management for Compliance
  • Manage and represent the Compliance, AML, CTF and Anti-Fraud as well as MaRisk Compliance functions and liaise with senior management, Front Office as well as support and control functions of the Business.
     

Compliance / AML & CTF Function:

  • Oversight of the Compliance Monitoring Programme
  • Conducting AML, CTF and Anti-Fraud Risk Analysis in his role as MLRO
  • Conducting Compliance (WpHG) Risk Analysis in his role as Compliance Officer
  • Provide Annual Compliance Officer Report to Management as defined in BT 1.2.2 MaComp
  • Provide Annual MaRisk Compliance Officer Report to Management as defined in AT 4.4.2 MaRisk
  • Provide annual AML, CTF and Anti-Fraud Report to Management incl. Report on 2LoD controls

Compulsory requirements: 

  • Native German speaker. 
  • Experienced within the Capital Markets space. 
  • Experienced with Anti Money Laundering. 
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