Für Recruiter

Senior AML & Compliance Specialist - Germany (m/f/divers)

Silicon Valley Bank
Frankfurt am Main, Deutschland
Gepostet vor etwa 1 Monat Hybrid Permanent Attractive
You will support the Anti-Financial Crime &Compliance teams and support the AML and Compliance Officer in the management of the line functions and provide reporting and oversight for the heads of SVB Germany as well all relevant group governance bodies like the German Management Committee (“GMC”), SVB UK, US and EMEA.

When you work with the world's most innovative companies, you know you're making a difference.

Our clients are the game changers, leaders and investors who fuel the global innovation economy. They're the businesses behind the next medical breakthroughs. And the visionaries whose new technologies could transform the way people live and work.

They come to SVB for our expertise, deep network and nearly forty years of experience in the industries we serve, and to partner with diverse teams of passionate, enterprising SVBers, dedicated to an inclusive approach to helping them grow and succeed at every stage of their business.

Join us at SVB and be part of bringing our clients' world-changing ideas to life. At SVB, we have the opportunity to grow and collectively make an impact by supporting the innovative clients and communities SVB serves. We pride ourselves in having both a diverse client roster and an equally diverse and inclusive organization. And we work diligently to encourage all with different ways of thinking, different ways of working, and especially those traditionally underrepresented in technology and financial services, to apply.

Job Description

As a member of the German Credit, Risk and Compliance team, the Senior Specialist will support the management on business, Anti-Financial Crime (“AFC”) and compliance matters with analysis based on German and EU law, production of power point and word as well as Excel documents.

You will support the Anti-Financial Crime &Compliance teams and support the AML and Compliance Officer in the management of the line functions and provide reporting and oversight for the heads of SVB Germany as well all relevant group governance bodies like the German Management Committee (“GMC”), SVB UK, US and EMEA. The candidate will work collaboratively with UK and US-based teams.

In addition, you will support reporting and information duties to the German regulators i.e. BaFin, Bundesbank and the Financial Intelligent Unit (“FIU”).

Herewith the Senior Specialist will support the compliance with German and EU regulatory requirements, defined strategy and risk appetite as well as policies protect SVB and its clients from the risk of financial & reputational loss and against the potential of a regulator sanction.

 

Key responsibilities:

Business building:

  • Understand, structure and implement locally required controlling, procedures, rules and reporting frameworks on the back of and with support of the colleagues of the UK branch and existing US rules, regulations and frameworks.
  • Providing guidance and direction to the business to ensure the business risks are transparent and the business itself remains protected.

AFC

  • Evaluating reports of suspicious activity and filing suspicious activity reports as required; controlling the operational fraud losses and recovery.
  • Perform risk assessment for AML and other criminal activity.
  • Perform regular controls for AML and other criminal activity.
  • Support ensuring that training material is both compliant and current to enable the relevant staff are aware of their obligations in relation to risk methodology and assessment, compliance, AFC and other criminal activities.
  • Act as a guide to the business regarding operational AML questions.
  • Assist in providing regular reports to the GMC on the client portfolio from an AFC perspective.

Compliance

  • Providing guidance and direction to the business to ensure the business remains protected, providing input on new product and service approval process (NPP) for SVB Germany
  • Monitoring compliance with legal regulations and requirements, the non-compliance with which would endanger the assets of the institution is carried out in accordance with the risk aspects at regular intervals.
  • Identification and control of implementation with new regulatory requirements
  • Counteract the risks that may result from non-compliance with legal regulations and requirements by regularly monitoring compliance with existing regulation
  • Implementing effective procedures for compliance with the legal regulations and requirements and corresponding controls that are essential for the institution.
  • Review and opine on escalated Client Complaints.
  • Review and opine on Risk events with regulatory impact.
  • Review and control implementation of External Regulatory, Internal Audit and Compliance Monitoring findings and reporting to the German Management Committee.
  • Maintenance of policies and procedures.
  • Regular preparation of reports for management meetings

SKILLS AND REQUIREMENTS

  • Excellent English and German language skills.
  • A bachelor’s degree in law, business, economics, banking or finance, or equivalent.
  • 2-3 years of experience in banking, consulting, auditing or compliance services.
  • Knowledge and experience in AML and bank regulation preferred. Additionally, affinity to the innovation ecosystem is considered a good fit.
  • A team player with strong analytical skills as well as ability to structure, synthesize and implement complex new issues efficient and effectively.
  • Excellent verbal, written and interpersonal skills, ability to work on highly confidential and sensitive matters.

The individual should have an entrepreneurial, collaborative approach and a flexible style that allows for the input of others. The individual must share the following core values of SVB:

  • An emphasis on achieving the organization’s goals, versus individual achievement;
  • An “enterprising” approach with creative problem solving; and
  • A focused and results driven mindset.

The candidate must possess a high level of energy and initiative and be capable of functioning as a collaborative partner and value-added business contributor. In style, the individual should be consultative versus directive and able to weigh options and alternatives effectively, yet equally capable of being decisive and willing to take risks where appropriate

 

Job ID  16046 AML
Mehr Jobs von Silicon Valley Bank
Silicon Valley Bank
Senior VP / Director - Global Funds Banking (m/f/d)
Silicon Valley Bank
Frankfurt am Main, Germany
vor 16 Tagen Full time Highly competitive plus cash bonus and equity
Silicon Valley Bank
Marketing Operations Director
Silicon Valley Bank
London, United Kingdom
vor etwa 1 Monat Full time Attractive
Silicon Valley Bank
Associate II, EMEA Middle Office - Silicon Valley Bank
Silicon Valley Bank
London, United Kingdom
vor etwa 1 Monat Full time Attractive