Senior Auditor – Compliance and Operational Risk (f/m/d)

Principal Activities
• Drive or work as a team member on reviews and audits of specific compliance and operational risk topics
• Analyze and assess risks arising from both the business and support functions
• Identify and evaluate the effectiveness of controls designed to address those risks
• Develop recommendations for items that solution owners should consider when finalizing their action plans
• Review remediation actions submitted by the business for closure to assess whether these have addressed the original risks
• Support senior auditors and Risk SMEs in the quarterly continuous risk assessment
• Successfully collaborate with peers in and across audit teams
• Develop and maintain relationships with senior management
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Competences
• 6 years+ experience in audit within the financial industry. This experience could have been gained at a consulting firm or in an internal audit function
• Strong knowledge of compliance and operational risks
• Strong analytical skills and quantitative approach to problem solving
• You are able to quickly understand complex processes and challenge the status quo, identify risks and inadequacies in procedures.
• Willingness to keep up with industry, regulatory developments and learn new concepts and methods,
• Ability to effectively communicate with senior stakeholders.
• Risk focused, and capable of using data analytics and the agile ways of working
• Reliable when working on your own, with sound judgment for when to escalate issues
• Excellent verbal and written skills in English and German