Compliance Associate (Frankfurt, Germany)

  • Competitive
  • Hamburg, Deutschland
  • Festanstellung, Vollzeit
  • Swisslinx
  • 22 Jan 19

Compliance Associate (Frankfurt, Germany)



About our client:

Our client is an established international financial services company, listed on the London Stock Exchange. As a part of their expansion plan they will operating a new MTF (Multi-Lateral Trading Facility) in Frankfurt, Germany.

For their newly establishing entity, Swisslinx AG are looking for a Compliance Associate to join their team. This role will be reporting to the Head of Compliance and Surveillance and will assist on all matters related to the setting up of compliance structures, as well as with monitoring and revision.

Your mission:

•Be informed on legal and regulatory developments, as well as providing analysis on new standards - how they will affect business
•Assist the Head of Compliance in ensuring that the firm abides by its own Corporate Risk and Compliance Strategy
•Make alterations to any corporate structures or practices to ensure alignment with local and EU regulations
•Assist with compliance and surveillance related to both members and transactions - for instance partake in KYC, AML, and Due Diligence, Bribery and Corruption
•Interact with external regulatory bodies and prepare requested reports - for BaFin and other

Your profile:

•Undergraduate/Postgraduate level education in Legal, Compliance, or relevant
•Roughly 2-3 years of relevant experience, within an MTF or Exchange is desirable
•Fluent in English, German desirable

What's on offer:

Our client is one of the worldwide market leaders in their field. They offer a dynamic international working environment, great exposure to multiple European markets and attractive compensation package.

If you are interested to be considered for the role, pleased share your English resume with us! We look forward to hear from you!

By applying for this position, I consent to the Swisslinx Group of companies:
✓ storing my personal information (including name, contact details, Identification and CV information etc.) on their internal or external servers for the purpose of informing me of potential employment opportunities
✓ using my personal information or
✓ supplying it to third parties upon express consent for the purpose of informing me of potential job opportunities
✓ transferring where applicable my personal information to a country outside the EEA/EFTA

I also hereby agree to the Swisslinx privacy policy (http://www.swisslinx.com/en/legal/privacy-policy) and Terms of Use (http://www.swisslinx.com/en/legal/disclaimer)