AML Compliance Manager - Private Wealth Management AML Compliance Manager - Private Wealth Management …

Selby Jennings
in Hong Kong
Festanstellung, Vollzeit
Letzte Bewerbung, 17 Sep 21
Negotiable
Selby Jennings
in Hong Kong
Festanstellung, Vollzeit
Letzte Bewerbung, 17 Sep 21
Negotiable
Our client is a growing private wealth management in Hong Kong who is expanding their compliance team. They are currently looking for a compliance in AML/KYC

Job Responsibilities

  • Prepare AML Risk Assessment to senior management for non-standard-risk profiles
  • Handle remediation project, BAU, periodic review & trigger events
  • Provide advice to the business units and parties concerned on compliance related matters, including DPS, Outsourcing, EO application, Personal Account Dealing, Conflict of Interest, etc
  • handling CPT/OPT assessments, obligation register, survey & regulator enquiries, client complaints and various reporting.
  • perform Trade Surveillance monitoring and quality assurance on Suitability and Market Misappropriation monitoring
  • Handling response on queries from regulators as related to the department
  • Perform anti-money laundering tasks / KYC review / STRs

Requirements

  • Bachelor degree in Finance, Economics, Accounting or a related discipline
  • 3 years of compliance experience in private banking compliance
  • High proficiency in both written and spoken English and Mandarin
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