Associate - Listing - Structured Products & Fixed Income (Control/ Compliance/ Risk Management) Associate - Listing - Structured Products & Fixed  …

Hong Kong Exchanges and Clearing Limited
in Hong Kong
Festanstellung, Vollzeit
Letzte Bewerbung, 19 Jan 22
Competitive
Hong Kong Exchanges and Clearing Limited
in Hong Kong
Festanstellung, Vollzeit
Letzte Bewerbung, 19 Jan 22
Competitive
Associate - Listing - Structured Products & Fixed Income (Control/ Compliance/ Risk Management)
1. Fixed Income:

Job Responsibilities:
  • Assist in processing listing application in relation to debt securities, including review of application documents, listing documents and announcements
  • Support post-listing monitoring of listed debt issuers to ensure compliance with Listing Rules
  • Monitor media reports and review announcements
  • Conduct research of regulatory and market development in overseas jurisdictions
  • Provide operational support such as strategic reporting and database management
  • Provide support for ad-hoc projects as required

Requirements:
  • University Degree of any disciplines with at least 3 years working experience in law, accounting, corporate finance, investing banking or a related field
  • Background in debt capital markets will be highly regarded
  • Working knowledge of the Listing Rules and knowledge of the securities industry and its practices including securities laws and accounting practices is an advantage
  • Strong interpersonal and presentation skills
  • Good command of written and spoken English and Chinese. Proficiency in Putonghua is preferred

2. Structured Products

Job Responsibilities:
  • Assist in the processing of listing applications of structured products and post listing monitoring of performance of structured products issuers
  • Communicate with and review submissions from structured products issuers
  • Perform analytical review of trading data and issuers' performance records and recommend follow up actions
  • Conduct initial assessments of investors' complaints and recommend course of action
  • Monitor development of the structured products industry and identify industry trends and risks for policy formulation
  • Participate in IT projects to support the team's operational enhancement initiatives

Job Requirements:
  • University Degree, preferably in Finance, Quantitative Finance, Economics or related disciplines
  • At least 3 years' relevant experience in risk management, compliance or control functions of well-established financial organizations
  • Market knowledge of practices, regulations and operations of the securities market including the structured products industry is a plus
  • Detailed oriented; strong communication skills and critical thinking; solid experience in data analysis
  • Good command of written and spoken English and Chinese

Applicants who do not hear from us within 6 weeks may consider their applications unsuccessful. Personal data provided will only be used for the purpose of employment application to HKEX.
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