An international investment bank is looking for an experienced compliance officer to support their Global Market function
Job Responsibilities:
- Predominantly advising existing/new Global Market products and providing interpretation/guidance on existing/new laws, rules and regulations to internal clients, while contribute and be accountable for various local, regional, and global regulatory change/transformation projects
- Liaise with regulators and external audiors' inquiries and inspection
- Lead training initatives to front office staffs and compliance new-joiners/juniors
Job Requirements:
- 8+ years of compliance experience in financial institutions or regulators
- Strong HKMA/SFC working knowledge for advising either one of the Global Market products, i.e. Equity/Fixed Income/Structured products
- Knowledge and understanding of similar laws and regulations in China would be advantageous
- Able to work independently in a small team enviornement
