Head of Compliance

  • Competitive Package
  • Hong Kong Hong Kong Hong Kong HK
  • Festanstellung, Vollzeit
  • QHire Ltd
  • 17 Aug 18 2018-08-17

QHire, boutique executive search firm, with the mission of connecting professionals with “the right” opportunity to benefit both employers and employees from the advice of a reliable partner throughout business and career development.

Responsibilities

  • Responsible for compliance related matters to ensure compliance with regulatory requirements
  • Formulate and review compliance policy and update procedure manuals and ensure the processes are in compliance with regulatory guidelines
  • Conduct regular compliance reviews in relation to trading transactions services provided to clients
  • Handle enquiries from regulatory authorities or perform any investigations if needed
  • Formulate internal control policies and alert management of any potential risks
  • Develop and conducts internal training on all compliance issues to enhance the compliance consciousness of all staff levels.