Ro 4,9

  • 100K
  • Hong Kong Hong Kong Hong Kong HK
  • Festanstellung, Vollzeit
  • Stirling Andersen HK
  • 18 Aug 18 2018-08-18

We are a boutique fund house firm. In support of our growing business for our clients, we are looking for candidates who are interested in taking the role of Responsible Officer.

Responsibilities:

  • Act as Responsible Officer to supervise SFC Type 4/9 regulated activities
  • Supervise and manage daily operations to ensure full regulatory compliance
  • Comply with all applicable laws, rules and regulations and standard of good market practices

Requirements:

  • Current holder or qualified to be a SFC Responsible Officer with Type 4 & Type 9
  • Bachelor degree or above in Finance/ Business or related disciplines preferred
  • Excellent in spoken and written English and Chinese
  • Type 9 RA experienced licensed representative will be considered