Assist product manager in conducting product due diligence during new product development and existing product enhancement in compliance with the Bank policy, to ensure all relevant risks are fully evaluated and mitigated during the product due diligence process.
Responsible for the regular and ad hoc tasks / projects in relation to compliance risk, operational risk, reputational risk and AML risk management of the division.
Monitor and ensure cash management products, businesses, and processes are in compliance with the latest regulations, internal Bank policies and procedures. Develop departmental compliance management manual, monitoring tools and mechanism whenever necessary to facilitate the management.
Provide first line compliance advice to the division.
Facilitate the audit / review by internal and external audit, consultant and second line of defense within the Bank, ensure timely completion of various audit remediation actions.
Strengthen and promote risk and control culture within the division.
As the divisional level compliance representative, assist in completing various risk and control projects / tasks at departmental level.
A minimum of 5 years of banking and 3 years compliance or regulatory experience.
Cash Management and Corporate Banking services experience preferred