Senior Regulatory Compliance Officer

  • Competitive
  • Hong Kong
  • Festanstellung, Vollzeit
  • UBS AG
  • 18 Nov 17
Hong Kong

City
Hong Kong

Job Type
Full Time

Your role
Do you specialize in regulatory initiatives? Are you interested in regulatory developments in the financial markets? We're looking for someone like this to:
• Review regulatory updates and alerts to identify new regulatory obligations applicable to the bank;
• Perform a quality check on the related implementation plans;
• Perform regulatory risk assessments and follow up on any gaps identified;
• Advise internal parties on regulatory obligations identification and interpretation;
• Partner with internal stakeholders to assess, draft and/or file notification to regulators
• Handle compliance related enquiries from regulators

About us
Expert advice. Wealth management. Investment banking. Asset management. Retail banking in Switzerland. And all the support functions. That's what we do. And we do it for private and institutional clients as well as corporations around the world.

We are about 60,000 employees in all major financial centers, in almost 900 offices and more than 50 countries. Do you want to be one of us?

Your team
You'll be working in the Regulatory Compliance team of Compliance & Operational Risk Control ("C&ORC") in Hong Kong. Regulatory Compliance reports to the HK Head of C&ORC. We administer the management of regulatory development and changes to ensure that owners are assigned to new regulatory changes for implementation and the same be tracked.

Your experience and skills
You have:
- extensive experience in the financial industry in either compliance, risk control or an internal audit department, consultancy firm or a regulator
- experience in performing risk assessments
- strong organisational and analytical skills
- strong Microsoft Office skills (Word, Excel and Power Point)
- excellent communication skills

You are:
- capable of working under pressure whilst juggling multiple tasks in a time sensitive environment
- willing to question and take responsibility
- enthusiastic, curious and amiable
- fluent in English

What we offer
Together. That's how we do things. We offer people around the world a supportive, challenging and diverse working environment. We value your passion and commitment, and reward your performance.

Keen to achieve the work-life agility that you desire? We're open to discussing how this could work for you (and us).

Take the next step
Are you truly collaborative? Succeeding at UBS means respecting, understanding and trusting colleagues and clients. Challenging others and being challenged in return. Being passionate about what you do. Driving yourself forward, always wanting to do things the right way. Does that sound like you? Then you have the right stuff to join us. Apply now.