Top-tier American Fund House - Compliance Manager Top-tier American Fund House - Compliance Manager …

Michael Page
in Hong Kong
Festanstellung, Vollzeit
Letzte Bewerbung, 24 Okt 20
840000
Michael Page
in Hong Kong
Festanstellung, Vollzeit
Letzte Bewerbung, 24 Okt 20
840000
• International and reputable company• Great learning environment
About Our Client
Our client is a leading US-based investment manager with $100+ billion in assets under management. It has 900+ employees and offices in 15+ cities worldwide.

Job Description
  • Maintaining regulatory compliance program for registered entities, business advisory, marketing materials review/media approvals etc.
  • Responsible for entity and individual license application and updating and regulatory filings with regulators
  • Providing guidance internally on regulatory matters compliance policies, licensing, conflicts of interest etc.
  • Advising the regional teams on marketing permissions, marketing materials and program requirements
  • Coordinating and working with external advisers, including local counsel and compliance consultants.


The Successful Applicant
  • 3+ years compliance experience with an asset management or investment banking firm.
  • Knowledge of Asian regulatory regimes, including sales/marketing, licensing and regulatory reporting requirements
  • Experience in dealing with Hong Kong and Chinese regulators and handling regulatory inspections
  • Exceptional English and Chinese reading, writing and speaking skills


What's on Offer
  • Working location: Central
  • Working hours and days: Mon - Fri; 0900 - 1800
  • Professional growth and solid training
  • Potential contract renewal or temp-to-perm opportunity
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