VP, Specialist, Business Compliance, Consumer Banking VP, Specialist, Business Compliance, Consumer  …

DBS Bank (Hong Kong) Limited
in Hong Kong
Festanstellung, Vollzeit
Seien Sie der erste Bewerber
DBS Bank (Hong Kong) Limited
in Hong Kong
Festanstellung, Vollzeit
Seien Sie der erste Bewerber
See job description for details
Business Function
As the leading bank in Asia, DBS Consumer Banking Group is in a unique position to help our customers realise their dreams and ambitions. As a market leader in the consumer banking business, DBS has a full spectrum of products and services, including deposits, investments, insurance, mortgages, credit cards and personal loans, to help our customers realise their dreams and aspirations at every life stage. Our financial solutions are not only the best in the business - they were made just right for you.
  • Manage investment products related product governance & sales process including product manual & investment sales process checklist for all channels
  • Coordinate with stakeholders on investment sales (IC/TS) risk controls & checking, report in risk committee and follow up
  • Ensure regulatory related investment products & sales process circulars (HKMA & SFC) are well addressed and lead the relevant projects if required
  • Identify and resolve product-related impacts as a result of regulatory requirements
  • Key contact to coordinate relevant systems enhancement / built with Tech & Platform relating to investment products & process or ad-hoc projects
  • Coordinate with internal stakeholders (include country & regional teams) on investment product internal & external audit & compliance checking
  • Manage & supervise product governance & related regulatory requirements
  • Manage & supervise sales process & related regulatory requirements
  • Ensure relevant governance work is done by each investment product teams on time
  • Bachelor holder or above in Finance/Economics/ Business Administration or related discipline
  • Minimum 10 years related working and field experience with solid knowledge on investment products
  • Good knowledge of regulatory requirements relating to investment products and sales process
  • Good knowledge in digital services provided by banks preferred
  • Able to work independently, handle and manage challenging tasks and deadlines
  • Good organization and project management skill
Apply Now

We offer a competitive salary and benefits package and the professional advantages of a dynamic environment that supports your development and recognises your achievements.

We regret only shortlisted candidates will be notified.
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