Compliance Analyst Compliance Analyst …

Interactive Brokers
in Mumbai, Mahārāshtra, Indien
Festanstellung, Vollzeit
Letzte Bewerbung, 04 Nov 20
Competitive
Interactive Brokers
in Mumbai, Mahārāshtra, Indien
Festanstellung, Vollzeit
Letzte Bewerbung, 04 Nov 20
Competitive
Compliance Analyst
Job Description and Responsibilities
  • Validation and screening of documents received from clients based for opening accounts under the UK/US entity
  • Follow-up with clients in case of any pending documents
  • Reviewing regulatory checks such as OFAC and World Checks
  • Co-ordinate with compliance to get the documents/accounts approved.


Company Overview
Interactive Brokers ("IBKR"), a subsidiary of publicly-traded Interactive Brokers Group, Inc., based in Greenwich, Connecticut (NASDAQ: IBKR) is a low-cost provider of trade execution and clearing services for active traders, institutional investors, financial advisors and introducing brokers. IBKR's premier technology provides electronic access to stocks, options, futures, forex, bonds, and funds worldwide from a single IBKR Integrated Investment account. IBKR is one of the largest online brokers by trade volume and is consistently ranked at the top of its field.
Our employees are part of a dynamic, multinational, fast-paced, results-oriented team working to provide our customers with state-of-the-art trading technology, superior execution capabilities, worldwide electronic access, and sophisticated risk management tools.
Our headquarters are in Greenwich, CT, USA. IBKR has offices in the United States, Australia, Canada, China, Estonia, Hong Kong, Hungary, India, Ireland, Japan, Luxembourg,Russia, Singapore, Switzerland and United Kingdom.
IBKR is a member of NYSE, FINRA, and SIPC. Interactive Brokers Group brokerage affiliates are regulated by securities and commodities agencies around the world.
Click HERE to view a short video with a few words from current Interactive Brokers employees.
(If the hyperlink is not active, copy and paste the following URL in your browser: https://www.interactivebrokers.com/en/index.php?f=31899 ) For more information, please visit www.ibkr.com/info

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