Head of Compliance Head of Compliance …

Quilter
in Douglas, Isle of Man, Insel Man
Festanstellung, Vollzeit
Seien Sie der erste Bewerber
Competitive
Quilter
in Douglas, Isle of Man, Insel Man
Festanstellung, Vollzeit
Seien Sie der erste Bewerber
Competitive
In this position you will act as principal advisor for Quilter International in respect of financial services legislation & regulation to ensure accurate and effective regulatory interpretation. The role leads the Compliance Monitoring Team to ensure the development and delivery of an effective 2nd line monitoring programme in line with the Group framework.

To support the International CRO in the delivery of all 2nd line services activity to ensure the effective management of all aspects of regulatory risk.
Also to deputise for the International CRO as required and to fulfil regulatory or defined responsibility roles across International.

About us

Quilter International provides financial solutions for both local and expatriate investors across the globe.

The business, established on the Isle of Man over 30 years ago, employs over 500 people in Onchan, and provides operational support to Quilter International clients in the UK, Europe, Singapore, Hong Kong, Dubai, Latin America and South Africa.

As the largest life assurance company on the island, all aspects of our business share a common core objective – to deliver great customer outcomes. This objective informs our thinking and behaviour across a range of activities including product design (is it appropriate for the customer), marketing (is it well presented and easy to understand), and service (is it easy for the customer to deal with us).

Our unwavering commitment to our customers resulted in us winning 15 industry awards in 2017 including Best International Life Group UK. In addition to this we were also awarded the Defaqto Silver Service Award in both the Isle of Man and Ireland for 2017.

About the role

Some of the key aspects of this role are:

  • Manages and develops key regulatory relationships, ensures all relevant filings and notifications are submitted accurately and on time.
  • Own the provision of effective compliance policy & advisory services including any necessary remediation exercises and implementation of regulatory changes.
  • Provide the correct technical and commercial interpretation of the applicable regulatory requirements as they relate to International and its business activities. Ability to articulate both the customer and business unit impacts and proactively work with the business to understand the operational impact and ultimately deliver in partnership with the business a compliant but commercial solution to the business.
  • Monitor progress and impacts of relevant regulatory developments and engage with all relevant stakeholders to ensure regulatory and governance risks facing International are understood and managed. This then feeds into the overall strategy and business plan, ensuring that regulatory risks are adequately managed.

Further key responsibilities can be found in the attached role profile.

About you

We are looking for an individual with the following skills and experience:

  • Significant experience across all Compliance related disciplines within the finance sector. 
  • Excellent technical knowledge of Compliance, Regulatory, and Legislative requirements, predominantly from an Isle of Man, UK, and EU perspective but would be beneficial if this extended to include regulatory considerations in Hong Kong, Singapore, Ireland, Guernsey, Jersey, and South Africa.
  • Excellent knowledge of financial products and industry practice.
  • Experience and proven track record in defining and delivering quality reporting.
  • Previous line management experience, preferably in a Risk or Compliance function.
  • Should hold a relevant Compliance related qualification.

Benefits

No matter what job you do you should feel valued and appreciated.  That's why we offer a competitive total reward package, which enables our employees to share in the success they help to create.

Core Benefits (Perm)

Holiday:  26 days 

Quilter Incentive Scheme:  All employees are eligible to participate in our incentive scheme, based on the company's performance and their contribution to it

Pension Scheme:  10% non-contributory company pension scheme that can be boosted through personal contributions

Private Medical Insurance: Single cover as standard, cover can be increased to couple, single parent or family cover. The company will pay half of this cost.

Life Assurance:  4x your salary, cover can be increased at your own cost

Income Protection:  75% of salary payable after 26 weeks of absence

Core Benefits (Fixed Term Contract)

Holiday:  26 days

Quilter Incentive Scheme:  All employees are eligible to participate in our incentive scheme, based on the company's performance and their contribution to it

Our promise

At Quilter, we're committed to creating an inclusive culture that embraces diversity. We promote equal opportunities and make sure no applicant receives less favourable treatment on the grounds of gender, marital status, nationality, ethnicity, age, sexual orientation, responsibilities for dependants, physical or mental disability. We select candidates for interview based purely on their skills, qualifications, experience and potential.

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