Deputy Compliance Officer-Investment Bank Deputy Compliance Officer-Investment Bank …

McGregor Boyall
in Tokio, Tōkyō, Japan
Festanstellung, Vollzeit
Seien Sie der erste Bewerber
Negotiable
McGregor Boyall
in Tokio, Tōkyō, Japan
Festanstellung, Vollzeit
Seien Sie der erste Bewerber
Negotiable
Our client would like to hire a deputy compliance officer to support the investment banking team for the Japanese market. As the role requires frequent interaction with the regulator, fluency in Japanese (written and verbal) is required as well as current/prior experience working directly with the Japanese FSA.

Our client would like to hire a deputy compliance officer to support the investment banking team for the Japanese market. As the role requires frequent interaction with the regulator, fluency in Japanese (written and verbal) is required as well as current/prior experience working directly with the Japanese FSA.

Responsibilities:

  • Support the Head of Japan Compliance in providing high quality and trusted regulatory advice to the Heads of relevant APAC Markets business and support functions and to Country Management.
  • To ensure the Japan Markets businesses are being reviewed by the team to ensure compliance with local and global rules and regulation
  • Review responses to regulatory queries/investigations
  • Manage complex reputational and conduct risks.
  • Identify key regulatory issues which have potential for significant Inherent Risk and ensure JPN Markets Compliance perform detailed analysis through the timely and detailed completion of the Conduct Relevant Risk Assessments
  • Coordinate with Heads of other Product Compliance Officers to enable a collaborative working environment in areas of overlap in other asset classes

Skills/Qualifications:

  • Minimum 12 years of compliance experience, preferably most of it based in Japan, with a reputable bank.
  • Understanding of both the regulatory frameworks and products traded with respect to the JPN Markets business
  • Fluency in Japanese and English both written and verbal.
  • Excellent management skills including people and problem solving

McGregor Boyall Associates Pte Ltd is an equal opportunity employer and do not discriminate on any grounds.

EA Licence No: 11S4330

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