6 months contract - Financial Crime Compliance Support - Compliance - Singapore 6 months contract - Financial Crime Compliance  …

Nomura Asia
in Singapur
Befristete Anstellung, Vollzeit
Letzte Bewerbung, 28 Nov 20
Competitive
Nomura Asia
in Singapur
Befristete Anstellung, Vollzeit
Letzte Bewerbung, 28 Nov 20
Competitive
The AEJ Financial Crime Compliance team is responsible for all financial crime compliance matters in the region, which includes Singapore, Hong Kong, Taiwan, Malaysia, India, Indonesia, Korea and Australia. The primary role is to assist Senior Management in managing the financial crime risks of the firm and ensure the effective implementation of the financial crime regime in the International Wealth Management Division of Nomura, Asia ex-Japan. The ambit of financial crime includes Anti-Money Laundering (“AML”), Counter-Financing of Terrorism (“CFT”) and Anti-Bribery and Corruption (“ABC”).

Nomura Overview  

Nomura is an Asia-headquartered financial services group with an integrated global network spanning over 30 countries. By connecting markets East & West, Nomura services the needs of individuals, institutions, corporates and governments through its four business divisions: Retail, Asset Management, Wholesale (Global Markets and Investment Banking) and Merchant Banking. Founded in 1925, the firm is built on a tradition of disciplined entrepreneurship, serving clients with creative solutions and considered thought leadership. For further information about Nomura, visit www.nomura.com.

 

Functional Overview  

 

The AEJ Financial Crime Compliance team is responsible for all financial crime compliance matters in the region, which includes Singapore, Hong Kong, Taiwan, Malaysia, India, Indonesia, Korea and Australia. The primary role is to assist Senior Management in managing the financial crime risks of the firm and ensure the effective implementation of the financial crime regime in the International Wealth Management Division of Nomura, Asia ex-Japan. The ambit of financial crime includes Anti-Money Laundering (“AML”), Counter-Financing of Terrorism (“CFT”) and Anti-Bribery and Corruption (“ABC”).

 

Job Description  

 

Financial Crime Compliance Analyst / Officer will be based in Nomura’s Singapore office and reports to the Head of Financial Crime Compliance, Singapore

The roles and responsibilities include the following:

  • Perform transaction monitoring and reviews on client accounts and transactions.
  • Review and approve third party payments.
  • Reviewing and analysing due diligence information on new and existing clients in order to meet all legal and regulatory requirements.
  • Liaise with the salespersons and relevant stakeholders on account related and KYC queries.
  • Review any suspicious activities or transactions.
  • Conduct investigations into clients’ suspicious activities and working with the relevant stakeholders including operations and business divisions.
  • Participate in regional or global projects or initiatives as required as a result of change in legal or regulatory requirements and/or expectations.

 

Key Experience & Skills  

 

  • At least 1 year of related AML / CFT relevant experience.
  • Good understanding of relevant AML/CFT/laws and regulations.
  • Detail-oriented with excellent organizational skills.          
  • Good interpersonal skills; ability to communicate clearly and confidentially with internal stakeholders.
  • Good team player, proactive and able to adapt quickly.
  • Good Microsoft office skills (Word, Excel, Powerpoint).

 

Regional Disclaimers / Diversity Statement  

Nomura is committed to an employment policy of equal opportunities, and is fundamentally opposed to any less favourable treatment accorded to existing or potential members of staff on the grounds of race, creed, colour, nationality, disability, marital status, pregnancy, gender or sexual orientation.

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