Asset Manager - Investment Compliance Asset Manager - Investment Compliance …

Black Swan Group
in Singapur
Festanstellung, Vollzeit
Letzte Bewerbung, 25 Nov 20
$84,000
Black Swan Group
in Singapur
Festanstellung, Vollzeit
Letzte Bewerbung, 25 Nov 20
$84,000
Gepostet von:
Richard Aldridge • Recruiter
Gepostet von:
Richard Aldridge
Recruiter
Great and exciting opportunity to be part of an established fund manager, working alongside experienced compliance professionals.

The organisation offers you the chance to:

  • Keep up to date on regulatory developments and advise the business on investment compliance matters.
  • Advise business on investment restrictions and matters.
  • Establish and carry out the compliance monitoring program to ensure adherence to regulatory obligations.
  • Assist in maintain the investment compliance framework and procedures.
  • Investigate pre & post trade violation and conduct trade surveillance (e.g. best execution, timely execution etc.)

You offer:

  • Regulatory compliance experience from the fund/asset management or buy side industry.
  • Knowledge of investment restrction related regulations such as Code of CIS, CPFIG, UCITS etc.
  • Good at building relationships; you will be dealing with both internal and external stakeholders of ranging seniority on a day to day basis.

To discuss in more detail and obtain further information please contact Shingo Wong on shingo.wong@blackswangroup.com or call +65 9815 9447.

EA Registration Number R1545180. Licence Number – 16S8139

Black Swan Group is an award winning global corporate governance recruitment firm who launched here in Singapore in early 2014. We have developed a reputation for finding exceptional talent and matching them with exciting and unique opportunities. Initially founded in London in 2010 we now have 3 offices globally in London, Singapore and Hong Kong supporting clients across the entire spectrum of financial services businesses.

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