Compliance Manager Compliance Manager …

FNZ
in Singapur
Festanstellung, Vollzeit
Letzte Bewerbung, 24 Nov 20
120000
FNZ
in Singapur
Festanstellung, Vollzeit
Letzte Bewerbung, 24 Nov 20
120000
This position is located in our Singapore office and has responsibility to manage the FNZ Singapore Risk and Compliance function. The incumbent must manage the day-to-day Risk and Compliance activities of the Singapore business with the objective of ensuring that Risk and Compliance arrangements are run in an efficient, effective and consistent manner.

Role Description

This position is located in our Singapore office and has responsibility to manage the FNZ Singapore Risk and Compliance function. The incumbent must manage the day-to-day Risk and Compliance activities of the Singapore business with the objective of ensuring that Risk and Compliance arrangements are run in an efficient, effective and consistent manner.

 

A key part of the role will be supporting the business in its immediate and ongoing regulatory requirements and obligations, specifically regulated custody operations.

 

The Compliance Officer will be part of the Asia-Pacific Risk and Compliance team, (which is part of the wider Group Risk and Compliance Function) and will report locally and globally to ensure both regional and global accountabilities are met. The role has intensive stakeholder engagement both within the business and externally.

Specific Role Responsibilities

 

This position will provide management of Risk and Compliance related matters to ensure that practices, systems and documentation comply with the law, contractual obligations and applicable codes of practice.  

                

  • Support the business in its immediate and ongoing regulatory requirements and obligations, specifically the implementation of, and ongoing operation of custody in a compliant manner
  • Analyse new legislation, determine the impact on FNZ and its customers and liaise with business partners to ensure successful implementation;
  • Manage the implementation/embedding of the, policies and procedures,  of the Global Risk and Controls Framework for the  region;
  • Conduct Risk assessments and evaluation, across the business and ensure mitigating actions are in place;
  • Provision of Risk and Compliance reporting in line with Global standards, tailored as appropriated for the internal and external audience.
  • Management of local requirements of non statutory audits e.g. ISAE controls audit.
  • Management of the Singapore Annual Compliance Monitoring Plan;
  • Manage emerging Compliance risks with business owners;
  • Providing support, education and training to staff to build Risk and Compliance awareness within the organization.
  • Work with regulators/supervisors in Singapore as required;

 

 

 

 

 

 

 

Experience required

 

  • Degree Qualified
  • Experience with the regulatory obligations of MAS Licensees and Custody Licensing process.
  • Relevant experience within an Singapore based custodial function, ideally from a wrap platform or custodian
  • Knowledge of the Singapore Financial Sector regulatory regime including AML and Data Privacy practices is desirable
  • ‘Hands on’ attitude and the ability to get the job done.
  • Experience as an appointed representative for a regulated activity will be looked favourably on.

At FNZ, we recognise that diversity, inclusion and accessibility are important factors for our success. We embrace the unique perspective and capabilities of our current and future employees, which will help us continue to drive innovation and achieve our business goals. Recruitment decisions at FNZ are made in a non-discriminatory manner where all employees are valued and respected. In particular, we want to ensure accessibility needs are well supported thus, ensuring our recruitment process is fair and equitable for all applicants.

Please let us know if there is any support we can provide to ensure FNZ’s recruitment process is fully accessible to you. You can contact us at recruitment@fnz.co.uk to discuss specific requirements.

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