A global Margin FX and CFD provider seeking to recruit a compliance professional to join its fast-growing team in Singapore.
·Support the group as an advisory in relation to new products & expanding into new geographies.
·Assist in strategic planning in relation to regulatory change.
·Work with the group to develop a good understanding of their strategy, services, and products.
·Research new and existing laws, regulations, policies, and industry standards and identify existing and emerging business practice issues and risks of the group.
·Keep up to date with current business developments and regulatory issues that could impact the group.
·Propose solutions relating to compliance requirements that impact the group’s products and business.
·Participate in implementation of policies changes and any emerging regulatory issues impacting the group.
·Developing, implementing, and administering all aspects of the Company’s AML & Compliance Management Program
·Develop and maintain internal AML/CFT compliance manuals, policies, procedures, and systems.
·Review new and forthcoming regulations and advise how these are affecting the Company’s operations.
·Provide reports as directed, to keep the Board and senior management informed of the operation and progress of compliance efforts.
·Assist in maintaining the accuracy of compliance records, tests, training materials, logs, correspondence, reports, procedures, forms, policies, programs, and manuals.
·Record, monitor and respond to clients’ complaints.
·Provide support and guidance to other teams’ members where needed.
·Dealing with client complaints and legal matters related to compliance.
·Identify and deliver training on a regular basis.
·Bachelor’s degree and above
·Compliance professional of at least 5 years standing with specific focus on AML Advisory, etc
·Previous experience within the FX and CFD sector is highly desirable.
·Well-verse with PSA and well understanding of the MAS regulations (Banking Act, MAS Notices, Trust Companies Act, etc.) impacting FINTECH and trust.
·Experience in managing potential, present and future compliance risks related to the business, including risk identification, controls, and risk mitigation of potential non-compliance.
·Proficiency in English and Chinese is desirable.
·Possess excellent interpersonal skills and multi-cultural awareness and sensitivity.
·Experienced in managing financial institutions & experienced writing and executing compliance policies in relevant industry.