Compliance Specialist (Funds) Compliance Specialist (Funds) …

Funds Partnership Asia
in Singapur
Festanstellung, Vollzeit
Letzte Bewerbung, 19 Nov 20
Competitive
Funds Partnership Asia
in Singapur
Festanstellung, Vollzeit
Letzte Bewerbung, 19 Nov 20
Competitive
Gepostet von:
Daryl Emmanuel Sze • Headhunter
Funds Partnership Asia
Gepostet von:
Daryl Emmanuel Sze
Headhunter
Exciting new opportunity with our client who is a leading international fund administration firm. Due to growing demand from their clients, they will be launching a Compliance Consulting offering in their Singapore office. They are looking for a strong Compliance professional to take the lead in setting up this new services line.

Responsibilities:

  • Manage a portfolio of fund clients
  • Provide advisory and consultancy services to clients
  • Prepare and present regulatory updates to clients
  • Submit and/or review of regulatory filings and notifications
  • Liaise and correspond with MAS and auditors
  • Attend compliance or audit meetings
  • Periodic compliance reporting to senior management or board of directors
  • Provide or review compliance manuals
  • Provide or review compliance checklists, registers, and calendars
  • Prepare and review regulatory returns and forms
  • Analyse and summarise MAS publications and regulatory updates
  • Develop training programs & provide training to clients
  • Perform internal audit engagements
  • Perform ad-hoc projects, including but not limited to regulatory mock inspections, AML/CFT CDD checks and governance framework reviews
  • Other ad-hoc duties as the need arise

Requirements:

  • Bachelor’s Degree in Business, Accounting, Law or equivalent
  • 5-7 years' experience in financial services regulatory compliance
  • Experience in a compliance advisory, Big 4, or fund management firm will be advantageous
  • Commercial personality to liaise with clients
  • Excellent communication and interpersonal skills 
  • Organised and self-disciplined 
  • Meticulous and detailed-oriented
Unternehmensporträt

Funds Partnership is a global boutique executive search firm specialising in the investment management industry. Due to our clients’ location and language-specific needs, Funds Partnership focuses on 6 core markets: Singapore, Hong Kong, China, Japan, India and Australia – all which have thriving fund ecosystems.

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