Compliance Monitoring & Surveillance Associate Compliance Monitoring & Surveillance Associate …

CLARC Recruitment
in London, Vereinigtes Königreich
Festanstellung, Vollzeit
Letzte Bewerbung, 23 Nov 20
£60K-£70K + Bonus & Benefits
CLARC Recruitment
in London, Vereinigtes Königreich
Festanstellung, Vollzeit
Letzte Bewerbung, 23 Nov 20
£60K-£70K + Bonus & Benefits
Gepostet von:
Chris Clarke • Recruiter
Gepostet von:
Chris Clarke
Recruiter
An Investment Bank is looking for a Compliance Monitoring & Reporting Associate to join their team. The successful individual must be comfortable working in a fast-moving environment covering a range of different duties and must have experience with systems, ideally Bloomberg BTCA, TransWatch, Kaizen and/or Unavista.

Main Responsibilities

  • Carry out Market Abuse Monitoring utilising BTCA & Transwatch systems.
  • Responsible for maintaining accurate records and data in conjunction with regulatory reporting
  • Update relevant policies & procedures in relation to Market Abuse.
  • Perform manual derivatives monitoring.
  • Implement changes to the monitoring process, enhancing the current process.
  • Carry out EMIR calculations.
  • Collate & distribute relevant MI on a month basis.
  • Ad hoc projects, as and when required.

Job Requirements:

  • At least 3 years Compliance experience within a similar Monitoring & Reporting role working for a similar financial services firm.
  • Experience of at least one of Bloomberg BTCA, Transwatch, Kaizen and/or UnaVista preferable.
  • Strong attention to detail, ability to assess & investigate is key.
  • Strong IT skills
  • Excellent verbal & written communication skills.

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