Regulatory Compliance Officer - 18 month FTC Regulatory Compliance Officer - 18 month FTC …

Goodman Masson
in London, Vereinigtes Königreich
Befristete Anstellung, Vollzeit
Letzte Bewerbung, 22 Jul 21
GBP40000 - GBP54000 per annum
Goodman Masson
in London, Vereinigtes Königreich
Befristete Anstellung, Vollzeit
Letzte Bewerbung, 22 Jul 21
GBP40000 - GBP54000 per annum
A pension fund in London are seeking a Regulatory Compliance Officer for an 18 month fixed term contract.

A pension fund in London are seeking a Regulatory Compliance Officer for an 18 month fixed term contract.

As a Regulatory Compliance Officer, you will sit within the Compliance team reporting to the Head of Compliance. The role supports ensuring compliance with the FCA regulatory and the organisations Operational Framework requirements, through providing advice to the business, understanding regulatory developments and the potential impact on the business activities of the firm.

Responsibilities:

  • Monitoring FCA and industry websites and producing regular updates of regulatory developments for Compliance team and wider business
  • Carrying out analysis and producing summaries of relevant FCA Consultation Papers and Policy Statements
  • Reviewing and updating Compliance manual and procedures as required
  • Submitting regulatory reports to the FCA
  • Providing compliance input and expertise into business developments and projects as required such as LIBOR transition
  • Developing, implementing and preparing Matching Plus, Private Placements, Alternatives and Private Equity monitoring reviews in line with, and to ensure compliance with, COBS and AML rules

Requirements:

  • Good working knowledge of the FCA regulatory environment
  • Able to analyse information to formulate questions and recommendations
  • Able to develop compliance policies and procedures
  • Able to manage assigned tasks as well as any ad hoc that arise
  • Investment Management/OPS experience would be desirable but not essential

Please note the requirements stated and if you match them, please apply through the link or send your CV to lauren.ashwood@goodmanmasson.com

Unternehmensporträt

With a team of over 200 and growing every day, Goodman Masson is one of London’s specialist Finance and Technology recruitment businesses. Voted ‘Best Recruitment Company to Work For’ in 2018, our passion for what we do is clear.

Based in London, Düsseldorf and New York, we hold annual revenues exceeding £42 million. This includes Qualified & Part-Qualified / Transactional Finance, Actuarial & Investment Management, Audit, Banking Operations, Compliance & Financial Crime, Front Office, Housing Development, Information & Cyber Security, Technology, Digital & Data, Product Control & Valuations, Projects, Change & Transformation, Risk & Regulation, Tax and Treasury.

We also have a Solutions team who provide RPO, hybrid and volume recruitment services. Alongside this, Goodman Masson have developed an Executive Search team who focus on sourcing C-suite talent to fee earning Legal partners.

 

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