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Goodman Masson

Senior Compliance Monitoring Analyst

Goodman Masson London, Vereinigtes Königreich
Gepostet vor 3 Tagen Hybrid Befristet GBP55000 - GBP70000 per annum
Goodman Masson are supporting an Investment Manager and leading liquidity provider in the hire for a Senior Compliance Monitoring Analyst on a 12 Month FTC.

Responsibilities include:

  • Assisting with the management and delivery of all aspects of the Compliance Monitoring Plan
  • Conducting thorough Compliance Monitoring reviews, covering a range of activities, across the business platforms, to ensure compliance with all applicable regulations and internal standards
  • Identifying and analysing potential risks to the firm and preparing written reports for the Head of Compliance and relevant business stakeholders, including details of findings and agreed remedial actions
  • Monitor the progress and completion of remedial actions as a result of Compliance Monitoring review findings
  • Prepare management information for senior management and the Risk and Compliance Committee
  • Providing general Compliance advice to business stakeholders where required
  • Ad-hoc duties as required

Skills desired include:

  • Previous experience in Compliance Monitoring or Internal Auditing
  • Experience of Control Room/Control Testing
  • Knowledge and experience of a similar wholesale, retail or professional services firm
  • Relevant regulatory knowledge including some of the following: COBS, CASS, SYSC, MAR, LSE and other rules, MiFID II, HMRC ISA Rules, JMLSG
  • Ability to learn quickly and solve problems
  • Strong communication skills
  • Experience of producing written reports

If interested, please apply below. Alternatively, email your CV to chris.norton@goodmanmasson.com

In our company values we aim for equity at all stages of the recruitment process, please let us know if we can do anything to make the process more accessible to you.

job_description_image
Job ID  CMA1
ÜBER DAS UNTERNEHMEN
London, United Kingdom
HR & Recruitment

With a team of 180 and growing every day, Goodman Masson is London’s specialist Finance and Technology recruitment business. Voted ‘Recruitment Agency of the Year 2021', our passion for what we do is clear.

Based in London, Düsseldorf and New York, we hire across Finance, Technology and Specialist markets including the areas of Accountancy & Finance, Audit, Actuarial, Banking Operations, Change Management & Transformation, Compliance, Investment Management, Tax, Treasury, Housing Development, Pharmaceuticals, Technology, Digital & Data and Software Engineering.

We successfully provide both contingent recruitment and RPO solutions to a wide range of clients, through a brilliant understanding of sourcing and recruiting, the creation and evolution of employer brands and the fascination in the modern workplace.

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