Key Accountabilities
Support offshored production team with regulatory and operational queries
Support local business and compliance teams with SME regulatory analysis
Work with Product Engineering to assess regulatory reporting impacts for new products
As part of a centre of excellence, liaise firm wide on transaction regulatory reporting matters
Produce MI and dashboards on the reporting production and quality
Work with internal business teams to address underlying issues and correct reports in AXA IM’s source systems
Act as the first line of defence for transaction regulatory reporting by managing controls and oversight metrics to show trends and anomalies that require further root cause analysis
Conduct weekly and periodic controls of reports from AXA IM’s source systems and regulators’ data
Identify and support regulatory change
Manage operational, data and system queries relationg to the reporting
Product periodic attestations to clients on regulatory transaction reporting
As a subject matter expert in reporting, support the long term strategy implementation and roll out of the transaction reporting centre of excellence globally at AXA IM
QUALIFICATIONS
Education/Qualifications
University degree
Experience
Experience of working in an operational team within financial services
The ability to plan, prioritise and successfully assist in the implementation of projects
Experience of working in cross border global teams
Demonstable experience navigating financial regulation
Knowledge and Skills
Regulatory knowledge (regulations include MiFID II/EMIR/SFTR/ASIC – knowledge of reporting requirements)
Thorough knowledge of a range of financial products (including; Bonds, Equities, FX, Derivatives and Mutual Funds) and processes from end to end of financial operations
Knowledge of and appetite for regulatory reporting matters
Excellent communication skills with the ability to work with a wide range of people and within a varied and evolving working environment
Strong logical reasoning, attention to detail, problem solving and organisational skills
Competencies
Commerical and customer (internal and external clients) oriented focus
Operational compliance mindset
Fluent in English
Team player
