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One Ten Associates

Compliance Associate - Hedge Fund - New York

One Ten Associates New York City, USA
Gepostet vor 8 Monaten Festanstellung $100k - $175k
H
Gepostet von
Harry Rogers
Recruiter

We are working with a high performing hedge fund that is looking to hire a Compliance Associate, joining the compliance team in New York. Reporting into the Chief Compliance Officer, this will be a broad generalised compliance role with full exposure across the business.

Duties include:

  • Overseeing the Code of Ethics process
  • Provide regulatory advice to the business
  • Review and approve marketing materials reviews, providing advice to the marketing department
  • Regulatory horizon scanning for new rules and regulations affecting the business
  • Assist the wider team with regulatory reporting processes
  • Conduct surveillance, monitoring and testing

This is a great opportunity for a compliance professional to join a reputable hedge fund in New York. We are looking for two levels of experience:

Compliance Associate - 5+ years experience - $125,000-175,000
Compliance Analyst - 3-5 years experience - $100,000-125,000

The ideal candidate(s) will have buy-side experience, either working within a hedge fund or regulatory consultancy. Strong control room/code of ethics experience is advantageous, along with good working knowledge of regulatory reporting.

ÜBER DAS UNTERNEHMEN
London, United Kingdom
7 Angestellte HR & Recruitment
WHAT AREAS DO WE RECRUIT IN? Our focus is on the non-investment side of a fund. We recruit at the CFO, COO, CCO, GC, Head of Sales/Marketing level, b...
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