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Assistant Dealing Manager, Wealth Management

CITIC CLSA Hong Kong
Posted 5 days ago Permanent Competitive

Assistant Dealing Manager, Wealth Management

CITIC CLSA Hong Kong

Position Description

This position is responsible for trade execution across cash equities, overseas stock markets (including US), Hong Kong futures, and global futures/options. The dealer will coordinate closely with the sales trader team and operations to deliver precise and timely trades that optimize client and proprietary outcomes. This position demands strong market knowledge, fast execution capability, and strict compliance with risk limits. The ideal candidate will also require participation in shift and holiday time-off duties to ensure continuous market coverage, with schedules arranged by the team head.

Core competencies - Capable of handling orders across diverse time zones and exchanges. Rapid response to client orders without compromising integrity. Ability to interpret price movements and anticipate market reactions. Proactive monitoring of market and credit risk across products. Responsive communication with clients and sales partners under all duty schedules.

Key Areas of Responsibilities

  1. Execute buy/sell orders for cash equities across local and overseas markets (US, Asia, Europe)
  2. Manage HKEX-listed futures and options, as well as other global futures & options products trading
  3. Ensure all trades meet regulatory requirements, position limits, and client instructions
  4. Adhere to regulator exchange rules (HKEX, CME, ICE, NYSE/NASDAQ) and internal compliance protocols
  5. Monitor open positions and risk exposures in real-time; escalate breaches promptly
  6. Provide execution and market coverage during public holidays when markets remain open as assigned
  7. Maintain accurate trade blotters and input trades into order management systems
  8. Assist in resolving trade settlements and reconciliations with back-office teams
  9. Contribute to process improvement initiatives to increase efficiency in trade workflows

Requirements

  1. Postgraduate degree holder in related discipline is highly preferred
  2. SFC licensed person with Type 1 and 2 and familiar with local regulatory and compliance requirements
  3. 3-5 years relevant experience with solid understanding of derivatives pricing, margining, and risk exposure
  4. Strong knowledge of US equity markets, HK futures, and global futures/options products
  5. Proficiency in trading platforms (Bloomberg, Refinitiv, OMNet, Fidessa, or similar)
  6. High level of numerical accuracy and attention to detail
  7. Strong communication skills for interacting with counterparties and internal teams
  8. Ability to work under fast-paced, high-pressure market conditions and across varied shifts
  9. Awareness of international market regulations (SEC, HK SFC, CFTC)
  10. Good command of written and spoken English, Cantonese and Mandarin
Job ID  JR002527
ABOUT COMPANY
Hong Kong
Asset Management
CITIC CLSA provides global investors and corporate executives with insights, liquidity and capital to drive their growth strategies. Award-winning re...
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