A growing insurance business is looking to appoint a Compliance Analyst to join its expanding Compliance function. Reporting directly to the Head of Compliance, this role offers an excellent opportunity for an ambitious compliance professional seeking broad exposure across a generalist insurance compliance remit.



Working closely with stakeholders across the business, the successful individual will support a wide range of compliance activities, including Product Governance, Consumer Duty, Conduct Risk, regulatory advisory work and compliance monitoring. The position provides regular interaction with senior stakeholders and offers a strong platform for long-term career development within a dynamic insurance environment.




Key Responsibilities

• Support the ongoing development and enhancement of the firm's compliance framework, policies and procedures.


• Assist in the delivery of the Compliance Monitoring Plan, including testing, reporting and the tracking of remediation actions.


• Provide day-to-day compliance guidance and support to business stakeholders.


• Contribute to Product Governance activities, including product reviews, fair value assessments and ongoing product oversight.


• Support Consumer Duty and Conduct Risk frameworks, helping to ensure positive customer outcomes.


• Assist with the identification, assessment and monitoring of regulatory risks.


• Support regulatory horizon scanning activities and the implementation of regulatory change initiatives.


• Draft and maintain compliance policies, procedures and governance documentation.


• Produce compliance management information, committee papers and regulatory reporting.


• Assist with regulatory enquiries, information requests and periodic submissions.


• Support compliance training and awareness initiatives across the wider business.


• Work closely with senior compliance leadership on strategic projects and business initiatives.

• Experience gained within an insurance compliance function, ideally within an insurer, MGA, Lloyd's syndicate or insurance broker.


• Good understanding of FCA regulatory requirements and expectations.


• Exposure to one or more of the following areas:
  
  
  
  • Compliance Monitoring
  
  
  • Product Governance
  
  
  • Consumer Duty
  
  
  • Conduct Risk
  
  
  • Regulatory Advisory
  
  


• Strong communication and stakeholder management skills.


• Organised and capable of managing multiple priorities effectively.


• Strong analytical, reporting and problem-solving skills.


• Commercially minded with a proactive and collaborative approach