Compliance Manager

ur-capital Paris, Frankreich

Gepostet vor 2 Tagen Festanstellung Competitive

Compliance Manager

Job Description

A leading international financial services firm in Paris is seeking a Compliance Manager to oversee regulatory compliance, market conduct monitoring, and compliance risk management within a dynamic capital markets environment.

Responsibilities

Monitor client compliance matters, including service suitability and product eligibility in line with MiFID II requirements
Ensure compliance with applicable financial regulations, including MiFID II, MiFIR, and MAR
Conduct market activity surveillance and monitor trading-related compliance risks
Maintain and update the compliance control framework and related procedures
Monitor adherence to internal and external regulatory requirements, including ACPR obligations
Perform regulatory watch activities and identify emerging compliance risks
Assess non-compliance risks and integrate findings into the broader risk mapping framework
Support and guide junior team members and contribute to resolving complex compliance matters
Conduct detailed reviews and translate findings into actionable process improvements
Track remediation actions and ensure implementation of corrective measures
Contribute to the digitalization and automation of compliance processes, including the use of AI-driven tools

Requirements

Degree in Business, Law, Finance, or a related field
Minimum 10 years of experience in control or compliance functions within an investment firm environment
At least 4 years of senior-level compliance experience with team coordination or supervisory responsibilities
Strong understanding of financial markets and order execution activities
Solid knowledge of European financial regulations, including MiFID II, MiFIR, and MAR
Analytical mindset with strong problem-solving and process improvement capabilities
Experience in audit is considered an advantage
Strong communication, reporting, and stakeholder management skills
Autonomous, reliable, and highly detail-oriented working style
Ability to manage multiple priorities in a fast-paced environment
Fluency in French and English