We have been mandated by our client, a leading global compliance, risk, and regulatory advisory consultancy, to appoint a Senior Compliance Consultant to support its growing client base across the financial services industry.

This is an excellent opportunity for compliance professionals from a consultancy background who are looking to further develop within a dynamic regulatory environment.

Key Responsibilities:

1. Support clients on regulatory communications, regulatory capital compliance and record-keeping requirements
2. Act as a key point of contact for clients on SFC regulatory capital and reporting matters
3. Assist with SFC licensing applications, routine filings and ad-hoc notifications
4. Build and maintain strong client relationships

Requirements:

1. Minimum 5 years’ experience within compliance consulting or regulatory advisory
2. Familiarity with SFC regulations and Securities & Futures Ordinance is advantageous
3. Strong analytical, organisational and communication skills
4. Proficient in English and Chinese (Putonghua is a plus)
5. Detail-oriented, proactive and a strong team player

If you or someone in your network may be interested, feel free to reach out for a confidential discussion.