Our client is a well-established securities firm with a strong market presence in Hong Kong.
Responsibilities
Responsibilities
- Provide compliance guidance and risk prevention for the company's fund business, including product, sales, operations, and major business decisions.
- Support licensing and daily compliance work (product reviews, compliance checks, and approvals).
- Develop and implement fund compliance policies, procedures, and operating mechanisms to ensure lawful and compliant operations.
- Coordinate with regulators (reports, inquiries, and data requests) and handle regulatory investigations/inspections/enforcement support.
- Build and monitor a fund compliance risk framework, run compliance training, and track HK/international regulatory updates to drive internal improvements.
- Degree holder with over 7 years of relevant experience in fund product compliance in securities firms, fund managers or asset management companies.
- Familiar with regulatory requirements, market practice and compliance controls on fund product distribution.
- Fluent in written and spoken English and Chinese.
Job ID JN -072026-2005645
Morgan McKinley has been successfully connecting talented candidates with career opportunities for over 30 years. It’s in our DNA to Go Beyond – above...
Mehr Jobs von Morgan McKinley
Morgan McKinley
Hong Kong
Morgan McKinley
Hong Kong
Morgan McKinley
Hong Kong
Morgan McKinley
London, United Kingdom
Morgan McKinley
Hong Kong
Morgan McKinley
Hong Kong
Morgan McKinley
Hong Kong
Morgan McKinley
Hong Kong
Morgan McKinley
Hong Kong
Morgan McKinley
Hong Kong
Treiben Sie Ihre Karriere voran
Finden Sie Tausende von Stellenangeboten, indem Sie sich noch heute bei eFinancialCareers anmelden.Ähnliche Jobangebote
Bank Of China (Hong Kong) Limited
Hong Kong
Bank Of China (Hong Kong) Limited
Hong Kong
Bank Of China (Hong Kong) Limited
Hong Kong