Responsibilities

• Perform periodic KYC reviews for wealth management clients (Individual, Trusts) for all risk levels.
• Ensure all client documentation is accurate, complete, and up to date in accordance with regulatory requirements, with focus on Source of Wealth and Total Net Worth
• Identify and escalate potential AML risks, red flags, or unusual activity during the review process.
• Update and maintain client records in internal systems in a timely and accurate manner.
• Liaise with relationship managers, compliance, and other stakeholders to resolve documentation gaps or inconsistencies.
• Conduct risk assessments and determine the appropriate level of due diligence (Standard, Enhanced, or Simplified).
• Keep abreast of regulatory changes and internal policy updates related to KYC/AML.
• Responsible for timely resolution of Sales queries and requests from Global Financial Crimes (GFC)
• Contribute to change and remediation initiatives, lead the process improvements and data quality initiatives.

Requirements

• 2-3 years of experience in client onboarding or periodic review within a financial institution
• Strong attention to detail in periodic and trigger reviews
• Ability to interact effectively with Business Units, Compliance, global colleagues and build effective working relationships
• Ability to work independently and meet the business deadlines with accuracy, handle trouble shooting to mitigate risks
• Team work, Responsiveness and demonstrate accountability & ownership
• Quick learning ability to understand policies, procedures, systems, process and controls
• Strong written and verbal English and Chinese skills

Application

If this above description fits your experience and is something you would like to explore, please click 'Apply Now' to submit your resume to us.

Our specialist consultant will get in touch with you soon, if we find your profile suitable for this position or any other vacancies we are recruiting for.

Any questions, please feel free to contact Hilda Cheng at 3907 3979.