Our client is a MAS regulated fund management company with multi strategies and asset classes within their portfolio. They have presence across the globe and
operate across a few offices in regional locations.
Description
* Managing of Client onboarding and review
* Develop, modify and implement company policies and regulations
* Design and monitor control systems to prevent or deal with violations of legal guidelines and internal policies
* Oversee all business operations relating to compliance including policies, investments and procedures.
* Evaluate the efficiency of controls and improve them continuously
* Revise procedures, reports etc. periodically to identify hidden risks or non conformity issues
* Assess the business's future ventures to identify possible compliance risks and provide assistance to Products and Research Team
* Prepare reports for senior management and external regulatory bodies as appropriate
* You may be given other duties and responsibilities from time to time as deemed by the Management.
* Preparation of reports to be submitted to Monetary Authority of Singapore (MAS) and other statutory and regulatory reporting
* Liaise and coordinate with MAS on all reporting requirements and submissions as well as addressing any queries
* Keep abreast of regulatory developments within or outside of the company as well as evolving best practices in compliance control
* Review the work of colleagues when necessary to identify compliance issues and provide advice or training
Profile
* Minimum Bachelor's Degree, Field of Study: Business Administration, Law, Finance, Graduate Diploma in Compliance and AML or related field
* Minimum 3 years' experience of relevant compliance experience in the financial industry, fund management or trust.
* Seeking those who are good communicator, highly motivated and be a team player at all times
* Able to use Microsoft Excel, Word, PowerPoint, Adobe Acrobat, Google Drive, Zoom
Job Offer
- Great opportunity for a compliance professional to step into an assistant manager role
- Comprehensive benefits package.
- Collaborative work environment promoting personal and professional growth.
- Access to ongoing training and development programmes.
This is an excellent opportunity for a Compliance Assistant Manager to make a meaningful impact in a leading organisation. Interested candidates are encouraged to apply to join this thriving investment firm.
Michael Page International Pte Ltd. (Company No. 199804751N) is acting as an Employment Agency in relation to this vacancy. To apply online please click the 'Apply' button. For a confidential discussion about this role please contact Gavin Teo (Lic No: R1328332 / EA No.: 18S9099) on +65 6416 9835.
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