Entdecken Sie Ihre Traumkarriere
Für Arbeitgeber

Compliance Specialist (Distribution) 6 Month Contract

Mayford James London, Vereinigtes Königreich
Gepostet vor 4 Tagen Hybrid Befristet Competitive

Compliance Specialist (Distribution) 6 Month Contract

Mayford James London, Vereinigtes Königreich
S
Gepostet von
Sarah Williams
Recruiter

Global Asset manager is looking to hire a Distribution Compliance Specialist.

You will be responsible for the review of all marketing materials and client communications for compliance with FCA requirements and applicable local regulatory standards as well as providing regulatory guidance and support to Distribution colleagues and compliance teams across group affiliates on marketing materials requirements and cross-border distribution arrangements.You will also maintaining accurate records of reviews and approvals, and supporting process improvements to enhance review efficiency.

Suitable Candidates will have:

· Experience in a compliance role within asset management

· Strong working knowledge of FCA Conduct of Business rules, particularly relating to financial promotions and client communications.

· Experience reviewing marketing materials, presentations, and client communications for regulatory compliance.

Job ID  NP-1609209
Mehr Jobs von Mayford James
Mayford James
Compliance Associate (9 month FTC)
Mayford James
London, United Kingdom
vor 4 Tagen Vollzeit Market Rate
Mayford James
Fund Operations Project Associate (12 month FTC)
Mayford James
London, United Kingdom
vor 4 Tagen Vollzeit Market Rate
Mayford James
Fund Operations Associate - Oversight
Mayford James
London, United Kingdom
vor 4 Tagen Vollzeit Competitive
Mayford James
Fund Operations Change, Team Leader
Mayford James
London, United Kingdom
vor 4 Tagen Vollzeit Competitive
Mayford James
Senior RFP Writer
Mayford James
London, United Kingdom
vor 10 Tagen Vollzeit competitive
Mayford James
Junior RFP Writer/Analyst
Mayford James
London, United Kingdom
vor 10 Tagen Vollzeit Competitive
Mayford James
RFP Writer
Mayford James
London, United Kingdom
vor 12 Tagen Vollzeit up to £90,000
Mayford James
Product Development Specialist
Mayford James
London, United Kingdom
vor 17 Tagen Vollzeit Competitive
Mayford James
Data Analytics Specialist
Mayford James
London, United Kingdom
vor 18 Tagen Vollzeit £55k - £85k
Mayford James
Transfer Agent Oversight Associate
Mayford James
London, United Kingdom
vor 18 Tagen Vollzeit Competitive

Treiben Sie Ihre Karriere voran

Finden Sie Tausende von Stellenangeboten, indem Sie sich noch heute bei eFinancialCareers anmelden.
Empfohlene Jobs
Mayford James
Compliance Associate (9 month FTC)
Mayford James
London, United Kingdom
Crédit Agricole CIB
KYC & Regulatory Onboarding , Global Markets ( 12month FTC)
Crédit Agricole CIB
London, United Kingdom
IG Group
Enhanced Due Diligence Specialist
IG Group
London, United Kingdom